Filing Details
- Accession Number:
- 0001415889-13-001690
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 12:46:03
- Reporting Period:
- 2013-07-15
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 12:46:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 732026 | Trio Tech International | TRT | Special Industry Machinery, Nec (3559) | 952086631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247598 | Poh Hwee Lim | 39 Waringin Walk Singapore U0 416292 | Corporate Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-15 | 5,000 | $1.72 | 53,050 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 5,000 | $3.28 | 58,050 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-08-06 | 24 | $3.28 | 58,074 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-08-13 | 5,000 | $3.28 | 63,074 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-08-15 | 5,000 | $3.28 | 68,074 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-08-16 | 955 | $3.28 | 69,029 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-08-16 | 100 | $3.43 | 69,129 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-08-16 | 600 | $3.44 | 69,729 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2013-07-15 | 5,000 | $0.00 | 5,000 | $1.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-04-13 | 2014-04-13 | No | 4 | M | Direct |
Billionaire Hedge Funds
