Filing Details

Accession Number:
0001104659-13-064091
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 21:45:27
Reporting Period:
2013-08-12
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 21:45:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327471 Reald Inc. RLD Radio & Tv Broadcasting & Communications Equipment (3663) 770620426
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492007 A. Andrew Skarupa C/O Reald Inc.
100 N. Crescent Drive, Suite 200
Beverly Hills CA 90210
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-12 115,000 $0.07 168,916 No 4 M Direct
Common Stock Disposition 2013-08-12 115,000 $9.22 53,916 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-12 115,000 $0.00 115,000 $0.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
512,498 2015-01-10 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2013.
  2. The price preported in Column 4 is a weighted average price. These shares were sold in multiple transactions with prices ranging from $9.61 to $9.11, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission,upon request, full informtion regardin gthe number of shares sold at each separate price within the ranges et forth in this footnote.
  3. This option was granted on 1/10/2005 and the vesting commencement date was 1/10/2005. This option vested as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vested per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date.