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Filing Details

Accession Number:: 0000049071-13-000123
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-14 10:41:30
Reporting Period:: 2013-08-13

Filing Date:: 2013-08-14
Accepted Time:: 2013-08-14 09:41:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1018659	D Bruce Perkins	Humana Inc. 500 West Main Street Louisville KY 40202	Sgmnt Pres, Health&Well-Being	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Humana Common	Disposition	2013-08-13	9,000	$93.47	10,985	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	386	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$79.66	2019-06-20	5,411	5,411	Direct
Humana Common	Options	$72.84	2020-02-20	7,800	7,800	Direct
Humana Common	Restricted Stock Units	$0.17		7,355	7,355	Direct
Humana Common	Restricted Stock Units	$0.00		6,768	6,768	Direct
Humana Common	Restricted Stock Units	$0.00		1,883	1,883	Direct
Humana Common	Restricted Stock Units	$0.00		2,574	2,574	Direct
Humana Common	Phantom Stock Units	$0.00		1	506	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-06-20	5,411	5,411	Direct
2020-02-20	7,800	7,800	Direct
	7,355	7,355	Direct
	6,768	6,768	Direct
	1,883	1,883	Direct
	2,574	2,574	Direct
	1	506	Indirect

Footnotes

Shares held for the benefit of reporting person as of July 31, 2013 under the Humana Retirement & Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Non-Qualified stock options granted to reporting person on 6/20/12, NQ options vesting in three increments from 6/20/13 to 6/20/15.
Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Restricted stock units granted to reporting person on 6/20/12, 100% of the award is vesting on 6/20/15.
Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
Phantom Stock Units held for the benefit of reporting person as of July 31, 2013 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctation due to changes in stock price.
Sold at prices ranging from $93.350 to $93.660.