Filing Details
- Accession Number:
- 0001446472-13-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-13 17:47:38
- Reporting Period:
- 2012-05-23
- Filing Date:
- 2013-08-13
- Accepted Time:
- 2013-08-13 17:47:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368637 | Rockdale Resources Corp | BBLS | Wholesale-Furniture & Home Furnishings (5020) | 861061005 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249673 | Rick Wilber | 10360 Kestrel Street Plantation FL 33324 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-05-23 | 250,000 | $0.70 | 1,350,000 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-07-30 | 100,000 | $0.01 | 1,450,000 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-07-30 | 50,000 | $0.01 | 1,500,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 6% Convertible Secured Promissory Note | Acquisiton | 2013-06-17 | 0 | $350,000.00 | 0 | $0.30 |
| Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2013-06-17 | 1,000,000 | $0.00 | 1,000,000 | $0.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-17 | 2016-06-17 | No | 4 | P | Direct |
| 1,000,000 | 2013-06-17 | 2023-06-17 | No | 4 | P | Direct |
Footnotes
- The Note bears interest at an annual rate equal to 6% per annum, and is convertible at the option of Mr. Wilber. The number of shares of common stock to be issued upon exercise of the Note is equal to the quotient obtained by dividing (a) the aggregate outstanding principal and interest on the Note by (b) $0.30, subject to certain limitations and adjustments set forth under the Note.
- On June 17, 2013, Mr. Wilber entered into a Convertible Secured Note and Warrant Purchase Agreement pursuant to which Mr. Wilber purchased from the Issuer, for aggregate consideration of $350,000, a convertible secured promissory note in the principal amount of $350,000 and a warrant to acquire 1,000,000 shares of Common Stock at an exercise price of $0.80 per share. The Warrant may be exercised at the option of Mr. Wilber for cash or on a cashless basis until June 17, 2023.
Billionaire Hedge Funds
