Filing Details

Accession Number:
0001104659-13-062877
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-12 19:51:04
Reporting Period:
2013-08-08
Filing Date:
2013-08-12
Accepted Time:
2013-08-12 19:51:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1265131 Hilltop Holdings Inc. HTH State Commercial Banks (6022) 841477939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504840 R James Huffines 200 Crescent Court, Suite 1330
Dallas TX 75201
Pres & Coo Of Plainscapital Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-08 5,000 $15.65 299,279 No 4 P Direct
Common Stock Acquisiton 2013-08-09 7,500 $15.69 306,779 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 952 Indirect By ESOP
Common Stock 47,000 Indirect By James Huffines 1994 Trust
Footnotes
  1. Includes 3,000 shares purchased by the reporting person's self-directed individual retirement account.
  2. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.6399 to $15.65, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
  3. Includes 11,077 shares held in a self-directed individual retirement account.
  4. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.66 to $15.70, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
  5. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these shares.