Filing Details
- Accession Number:
- 0001181431-13-043319
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-07 16:11:16
- Reporting Period:
- 2013-08-06
- Filing Date:
- 2013-08-07
- Accepted Time:
- 2013-08-07 16:11:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056239 | L 3 Communications Holdings Inc | LLL | Radio & Tv Broadcasting & Communications Equipment (3663) | 133937434 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1519013 | S John Mega | C/O L-3 Communications Corporation 600 Third Avenue New York NY 10016 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-06 | 14,849 | $70.53 | 31,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-06 | 14,849 | $93.23 | 16,239 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-06 | 12,424 | $86.41 | 28,663 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-06 | 12,424 | $93.00 | 16,239 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-06 | 12,524 | $69.18 | 28,763 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-06 | 12,524 | $93.02 | 16,239 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-06 | 8,349 | $72.09 | 24,588 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-06 | 8,349 | $93.33 | 16,239 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-06 | 7,305 | $75.32 | 23,544 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-06 | 7,305 | $93.05 | 16,239 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 07/28/2009 Employee Stock Option (Right to Buy) | Disposition | 2013-08-06 | 14,849 | $0.00 | 14,849 | $70.53 |
| Common Stock | 02/23/2010 Employee Stock Option (Right to Buy) | Disposition | 2013-08-06 | 12,424 | $0.00 | 12,424 | $86.41 |
| Common Stock | 08/02/2006 Employee Stock Option (Right to Buy) | Disposition | 2013-08-06 | 12,524 | $0.00 | 12,524 | $69.18 |
| Common Stock | 03/15/2005 Employee Stock Option (Right to Buy) | Disposition | 2013-08-06 | 8,349 | $0.00 | 8,349 | $72.09 |
| Common Stock | 10/10/2005 Employee Stock Option (Right to Buy) | Disposition | 2013-08-06 | 7,305 | $0.00 | 7,305 | $75.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-07-28 | No | 4 | M | Direct | |
| 0 | 2020-02-23 | No | 4 | M | Direct | |
| 0 | 2016-08-02 | No | 4 | M | Direct | |
| 0 | 2015-03-15 | No | 4 | M | Direct | |
| 0 | 2015-10-10 | No | 4 | M | Direct |
Footnotes
- Represents weighted average sale price for price increments ranging from $93.21 to $93.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $93.00. to $93.06. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $92.88 to $93.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $93.33 to $93.34. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $93.03 to $93.12. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Does not include shares issuable upon the exercise of options.
- Reflects additional shares acquired through the Company's Employee Stock Purchase Plan and Master Savings (401(k)) Plan.
- This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
Billionaire Hedge Funds
