Filing Details

Accession Number:
0001181431-13-042624
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-02 18:08:35
Reporting Period:
2013-07-31
Filing Date:
2013-08-02
Accepted Time:
2013-08-02 18:08:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489393 Lyondellbasell Industries N.v. LYB Industrial Organic Chemicals (2860) 980646235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
877116 Access Industries Inc 730 Fifth Avenue, 20Th Fl
New York NY 10019
No No No Yes
1326628 Len Blavatnik 730 Fifth Avenue, 20Th Fl
New York NY 10019
No No Yes No
1391297 Access Industries Holdings Llc 730 Fifth Avenue, 20Th Fl
New York NY 10019
No No Yes No
1508220 S.a.r.l. Chemicals International Ai 15-17 Avenue Gaston Diderich
Luxembourg N4 L-1420
No No Yes No
1508226 Access Industries Management, Llc 730 Fifth Avenue, 20Th Fl
New York NY 10019
No No Yes No
1508227 Access Industries, Llc 730 Fifth Avenue, 20Th Fl
New York NY 10019
No No Yes No
1508237 Ai Investments Holdings Llc 730 Fifth Avenue, 20Th Fl
New York NY 10019
No No Yes No
1564326 Aiph Holdings Llc 730 Fifth Avenue, 20Th Fl
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2013-07-31 8,411,387 $67.71 72,372,438 No 4 P Direct
Ordinary Shares Acquisiton 2013-07-31 88,613 $67.71 88,613 No 4 P Indirect By partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 16,000,000 Indirect By company
Ordinary Shares 297,080 Indirect By partnership
Ordinary Shares 185,235 Indirect By partnership
Footnotes
  1. The securities reported are held directly by AI International Chemicals Sarl ("AIIC") and may be deemed to be beneficially owned by each of the other reporting persons (other than Access Industries, Inc.) because AI Investment Holdings LLC ("AIIH") holds a majority of the outstanding voting interests in AIIC, AIPH Holdings LLC ("AIPH") holds a majority of the outstanding voting interests in AIIH, Access Industries Holdings LLC ("Holdings") holds a majority of the outstanding voting interests in AIPH, Access Industries, LLC ("Access LLC") holds a majority of the outstanding voting interests in Holdings. Access Industries Management, LLC ("Management LLC") controls Access LLC, Holdings, AIPH and AIIH and Len Blavatnik controls Management LLC and Access LLC.
  2. Each of the reporting persons (other than AIIC) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for any purpose.
  3. The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for any purpose.
  4. Securities held directly by AI European Holdings Sarl ("AIEH") which may be deemed to be beneficially owned by AIPH, Holdings, Access LLC, Management, LLC and Mr. Blavatnik because AIEH is controlled by Access LLC and a majority of its equity is owned by an indirect subsidiary of AIPH. See footnote (1) above. Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for any purpose.
  5. The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for any purpose.
  6. The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for any purpose.