Filing Details

Accession Number:
0001209191-13-039021
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-02 17:10:52
Reporting Period:
2013-07-31
Filing Date:
2013-08-02
Accepted Time:
2013-08-02 17:10:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895421 Morgan Stanley MS Security Brokers, Dealers & Flotation Companies (6211) 363145972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509446 A James Rosenthal C/O Morgan Stanley
1585 Broadway
New York NY 10036
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-09 113,321 $0.00 201,902 No 5 G Direct
Common Stock Disposition 2013-07-31 12,850 $27.32 100,471 No 4 S Indirect By Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Indirect By Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 551 Indirect By 401(k) Plan
Footnotes
  1. The Reporting Person contributed 113,321 shares of Common Stock to his revocable trust.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.30 to $27.34, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.