Filing Details

Accession Number:
0000049071-13-000112
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-02 15:33:33
Reporting Period:
2013-07-31
Filing Date:
2013-08-02
Accepted Time:
2013-08-02 15:33:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441437 Todoroff M Christopher Humana Inc.
500 West Main Street
Louisville KY 40202
Sr. Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Acquisiton 2013-07-31 2,155 $46.40 24,381 No 4 M Direct
Humana Common Disposition 2013-07-31 1,098 $91.00 23,283 No 4 F Direct
Humana Common Acquisiton 2013-08-01 11,667 $29.53 34,950 No 4 M Direct
Humana Common Acquisiton 2013-08-01 11,694 $46.40 46,644 No 4 M Direct
Humana Common Acquisiton 2013-08-01 15,178 $61.18 61,822 No 4 M Direct
Humana Common Disposition 2013-08-01 39,596 $90.30 22,226 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Humana Common Options Disposition 2013-08-01 11,667 $0.00 11,667 $29.53
Humana Common Options Disposition 2013-07-31 2,155 $0.00 2,155 $46.40
Humana Common Options Disposition 2013-08-01 11,694 $0.00 11,694 $46.40
Humana Common Options Disposition 2013-08-01 15,178 $0.00 15,178 $61.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-04-28 No 4 M Direct
11,694 2017-02-18 No 4 M Direct
0 2017-02-18 No 4 M Direct
7,589 2018-02-17 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $88.65 2019-02-23 24,374 24,374 Direct
Humana Common Options $72.84 2020-02-20 14,041 14,041 Direct
Humana Common Restricted Stock Units $0.00 5,149 5,149 Direct
Humana Common Restricted Stock Units $0.00 4,738 4,738 Direct
Humana Common Restricted Stock Units $0.00 4,633 4,633 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-02-23 24,374 24,374 Direct
2020-02-20 14,041 14,041 Direct
5,149 5,149 Direct
4,738 4,738 Direct
4,633 4,633 Direct
Footnotes
  1. Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
  2. Non-Qualified stock option grant vests in three increments from 4/28/10 to 4/28/12.
  3. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
  4. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
  5. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
  6. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
  7. Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
  8. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
  9. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  10. Restricted stock units granted to reporting person on 02/17/11, 100% of the award is vesting on 02/17/14.
  11. Restricted stock units granted to reporting person on 02/23/12, 100% of the award is vesting on 02/23/15.
  12. Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.