Filing Details

Accession Number:
0000945836-13-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-15 18:38:10
Reporting Period:
2013-07-12
Filing Date:
2013-07-15
Accepted Time:
2013-07-15 18:38:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
728385 Midwest Energy Emissions Corp. MEEC Measuring & Controlling Devices, Nec (3829) 870398271
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1524386 Richard Macpherson 34 Cedarbank Terrace
Halifax A5 B3P 2TR
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-12 506,920 $0.50 506,920 No 4 M Direct
Common Stock Acquisiton 2013-07-12 1,234,164 $0.50 18,553,225 No 4 M Indirect By 3253517 Nova Scotia Limited
Common Stock Disposition 2013-07-12 1,000,000 $0.00 17,553,225 No 4 S Indirect By 3253517 Nova Scotia Limited
Common Stock Disposition 2013-07-12 1,000,000 $0.00 16,553,225 No 4 S Indirect By 3253517 Nova Scotia Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Indirect By 3253517 Nova Scotia Limited
No 4 S Indirect By 3253517 Nova Scotia Limited
No 4 S Indirect By 3253517 Nova Scotia Limited
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Units 12% Convertible Promissory Note Disposition 2013-07-12 0 $252,199.00 0 $0.50
Units 12% Convertible Promissory Note Disposition 2013-07-12 0 $614,012.00 0 $0.50
Common Stock Warrants Acquisiton 2013-07-12 126,730 $0.00 126,730 $0.75
Common Stock Warrants Acquisiton 2013-07-12 308,541 $0.00 308,541 $0.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-06-27 2016-06-27 No 4 M Direct
0 2013-06-27 2016-06-27 No 4 M Indirect
126,730 2013-07-12 2015-07-12 No 4 M Direct
308,541 2013-07-12 2015-07-12 No 4 M Indirect
Footnotes
  1. Pursuant to a notice of conversion, the Reporting Person converted a promissory note with a principal balance of $252,199 and accrued interest of $1,261 into 506,920 Units of the Issuer, with each Unit consisting of one share of common stock and one warrant to purchase 0.25 additional shares of common stock at $0.75 per share.
  2. Pursuant to a notice of conversion, 3253517 Nova Scotia Limited converted a promissory note with a principal balance of $614,012 and accrued interest of $3,070 into 1,234,164 Units of the Issuer, with each Unit consisting of one share of common stock and one warrant to purchase 0.25 additional shares of common stock at $0.75 per share. The Reporting Person is the controlling principal of 3253517 Nova Scotia Limited.
  3. On July 12, 2013, 3253517 Nova Scotia Limited effected a transfer of 1,000,000 and 1,000,000 shares of common stock to two transferees in private transactions for consideration of $1,000 in cash received from each of the transferees.