Filing Details

Accession Number:
0001225208-13-015911
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-07-05 13:47:14
Reporting Period:
2013-07-03
Filing Date:
2013-07-05
Accepted Time:
2013-07-05 13:47:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BF'B Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1351766 Mccauley J Brown 850 Dixie Highway
Louisville KY 40210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2013-07-03 411 $68.50 6,000 No 4 P Indirect Williams Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Williams Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 5,227 Direct
Class B Common 68,290 Direct
Class B Common 6,093 Indirect By 401k
Class A Common 907,663 Indirect By Brown Ventures, LLC
Class B Common 124,519 Indirect By Brown Ventures, LLC
Class A Common 6,282 Indirect By Children
Class B Common 589 Indirect By Children
Class A Common 107,246 Indirect By JMB Irrev Trust
Class A Common 176,898 Indirect By MAE LLC
Class B Common 11,314 Indirect By Spouse
Class A Common 6,125 Indirect By Spouse Irrev Trust
Class A Common 3,925 Indirect By Spray Trust
Class A Common 1,000 Indirect Crummey Trust
Class A Common 148,439 Indirect GRAT
Class A Common 71,249 Indirect Spouse GRAT
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Restricted Stock Units $0.00 2014-04-30 917 917 Direct
Class B Common Restricted Stock Units $0.00 2015-04-30 778 778 Direct
Class B Common Restricted Stock Units $0.00 2016-04-30 254 254 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
917 917 Direct
778 778 Direct
254 254 Direct
Footnotes
  1. Number of shares the reporting person has acquired under the Brown-Forman 401 (k) plan as of June 28, 2013.
  2. Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  3. The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014.
  4. The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
  5. The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.