Filing Details
- Accession Number:
- 0001127602-13-020228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-12 18:16:09
- Reporting Period:
- 2013-06-10
- Filing Date:
- 2013-06-12
- Accepted Time:
- 2013-06-12 18:16:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450940 | Troy Alstead | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Cfo And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-10 | 13,227 | $9.59 | 166,329 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-06-10 | 50,158 | $30.79 | 216,487 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-06-10 | 63,385 | $66.12 | 153,102 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-06-10 | 13,227 | $0.00 | 13,227 | $9.59 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-06-10 | 50,158 | $0.00 | 50,158 | $30.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-12-18 | No | 4 | M | Direct | |
| 50,158 | 2020-11-15 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $65.9950 to $66.1950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option representing a right to purchase a total of 52,910 shares became exercisable in two increments of 13,228 shares each on December 18, 2009 and December 18, 2010, and two increments of 13,227 shares each on December 18, 2011 and December 18, 2012.
- The option representing a right to purchase a total of 100,316 shares became exercisable in two increments of 25,079 shares each on November 15, 2011 and November 15, 2012, and becomes exercisable in two increments of 25,079 shares each on November 15, 2013 and November 15, 2014.
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