Filing Details
- Accession Number:
- 0001437749-13-007254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-06-06 19:02:34
- Reporting Period:
- 2013-06-04
- Filing Date:
- 2013-06-06
- Accepted Time:
- 2013-06-06 19:02:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094831 | Bgc Partners Inc. | BGCP | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 134063515 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268208 | M Albert Weis | C/O Bgc Partners, Inc. 499 Park Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-06-04 | 9,140 | $0.00 | 266,132 | No | 4 | A | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-06-04 | 10,000 | $5.50 | 276,132 | No | 4 | P | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-06-05 | 5,000 | $5.55 | 281,132 | No | 4 | P | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-06-05 | 5,000 | $5.50 | 286,132 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock, Par Value $0.01 Per Share | 2,000 | Indirect | See footnote |
Footnotes
- The 9,140 shares of Class A Common Stock are represented by 9,140 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Fourth Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 9,140 RSUs, 4,570 RSUs will vest on June 4, 2014 and 4,570 RSUs will vest on June 4, 2015, provided that the reporting person continues to serve as a member of the Board of Directors on such date.
- Includes 15,198 RSUs granted on December 17, 2012, of which 7,599 RSUs will vest on December 17, 2013 and 7,599 RSUs will vest on December 17, 2014, and 4,266 RSUs granted on December 14, 2011, which will vest on December 14, 2013, provided that the reporting person continues to serve as a member of the Board of Directors on such date.
- Purchased in open market transactions.
- The 2,000 shares of Class A Common Stock held indirectly by the reporting person consist of (1) 1,000 shares held by the reporting person's spouse and (2) 1,000 shares held in trust for the benefit of the reporting person's children.
Billionaire Hedge Funds
