Filing Details

Accession Number:
0001005229-13-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-31 13:57:50
Reporting Period:
2013-05-29
Filing Date:
2013-05-31
Accepted Time:
2013-05-31 13:57:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214453 T Timothy Tevens 140 John James Audubon Parkway
Amherst NY 14228-1197
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-29 23,374 $5.46 249,046 No 4 M Direct
Common Stock Acquisiton 2013-05-29 8,610 $5.46 257,656 No 4 M Direct
Common Stock Disposition 2013-05-29 16,666 $20.54 240,990 No 4 S Direct
Common Stock Disposition 2013-05-29 167 $21.00 240,823 No 4 S Direct
Common Stock Acquisiton 2013-05-30 22,908 $5.46 263,731 No 4 M Direct
Common Stock Acquisiton 2013-05-30 8,441 $5.46 272,172 No 4 M Direct
Common Stock Disposition 2013-05-30 16,500 $21.21 255,672 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options (Right to Buy) Acquisiton 2013-05-29 23,374 $0.00 69,424 $5.46
Common Stock Incentive Stock Options (Right to Buy) Acquisiton 2013-05-29 8,610 $0.00 25,576 $5.46
Common Stock Non-Qualified Stock Options (Right to Buy) Acquisiton 2013-05-30 22,908 $0.00 46,050 $5.46
Common Stock Incentive Stock Options (Right to Buy) Acquisiton 2013-05-30 8,441 $0.00 16,966 $5.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,050 2005-05-17 2014-05-16 No 4 M Direct
16,966 2005-05-17 2014-05-16 No 4 M Direct
23,142 2005-05-17 2014-05-16 No 4 M Direct
8,525 2005-05-17 2014-05-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 225,672 Direct
Common Stock 6,039 Direct
Common Stock 7,000 Indirect By spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Options (Right to Buy) $28.45 2009-05-19 2018-05-18 8,770 8,770 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $13.27 2010-05-18 2019-05-17 45,172 45,172 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.24 2011-05-17 2020-05-16 33,190 33,190 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $19.50 2011-05-23 2021-05-22 31,902 31,902 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $13.43 2012-05-21 2022-05-20 53,568 53,568 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.95 2014-05-20 2023-05-20 44,689 44,689 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-18 8,770 8,770 Direct
2019-05-17 45,172 45,172 Direct
2020-05-16 33,190 33,190 Direct
2021-05-22 31,902 31,902 Direct
2022-05-20 53,568 53,568 Direct
2023-05-20 44,689 44,689 Direct
Footnotes
  1. Includes 84,443 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 6,868 shares become fully vested and non-forfeitable on 5/17/2014; 8,449 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014; 20,032 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014, 21,183 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 27,911 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
  2. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employoee Stock Ownership Plan, as amended (the "ESOP").
  3. The reporting person exercised 22,374 options on 5/29/13. The remaining 46,050 options are fully exercisable, subject to IRS limitations.
  4. All exercisable, pursuant to IRS limitations.
  5. Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
  6. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
  7. Exercisable 25% per year for four years beginning 5/23/2011, if reporting person remains an employee of issuer.
  8. Exercisable 25% per year for four years, beginning 5/21/2012, if reporting person remains an employee of issuer.
  9. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an officer of issuer.
  10. The reporting person exercised 8,610 options on 5/29/13. The remaining 16,966 options are fully exercisable, subject to IRS limitations.
  11. The reporting person exercised 22,908 options on 5/30/13. The remaining 23,142 options are fully exercisable, subject to IRS limitations.
  12. The reporting person exercised 8,441options on 5/30/13. The remaining 8,525 options are fully exercisable, subject to IRS limitations.
  13. Previously reported as 95,000 incentive stock options, of which, 69,424 were non-qualified stock options and 25,576 were incentive stock options.