Filing Details

Accession Number:
0001209191-13-028101
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-22 16:50:54
Reporting Period:
2013-05-20
Filing Date:
2013-05-22
Accepted Time:
2013-05-22 16:50:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1032761 Keynote Systems Inc KEYN Services-Business Services, Nec (7389) 943226488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1170998 Empire Capital Partners, L.p. 1 Gorham Island
Suite 201
Westport CT 06880
No No Yes No
1321711 Empire Capital Management, L.l.c. 1 Gorham Island
Suite 201
Westport CT 06880
No No Yes No
1522645 Empire Gp, Llc 1 Gorham Island
Suite 201
Westport CT 06880
No No Yes No
1522646 A Scott Fine C/O Empire Capital Management Llc
1 Gorham Island, Suite 201
Westport CT 06880
No No Yes No
1522647 J Peter Richards C/O Empire Capital Management Llc
1 Gorham Island, Suite 201
Westport CT 06880
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-20 364,594 $12.78 2,200,000 No 4 S Indirect See notes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See notes
Footnotes
  1. This statment is filed by (i) Empire Capital Management, L.L.C., a Delaware limited liability company ("Empire Management") with respect to the shares of Common Stock directly held by Empire Capital Partners, L.P. ("Empire Onshore"), Empire Capital Partners, Ltd. ("Empire Offshore"), Empire Capital Partners Enhanced Master Fund, Ltd. ("Empire Enhanced Master," and together with Empire Onshore and Empire Offshore, the "Empire Investment Funds") and Charter Oak Partners, L.P. and Charter Oak Partners II, L.P., which are discretionally managed by Empire Management (together, the "Empire Sub-Advised Funds"); (continued in footnote 2)
  2. (continued from footnote 1) (ii) Empire Onshore with respect to the shares of Common Stock directly held by it; (iii) Empire GP, L.L.C. with respect to the shares of Common Stock held directly by Empire Onshore; (iv) Mr. Scott A. Fine ("Mr. Fine") with respect to the shares of Common Stock directly held by the Empire Investment Funds and the Empire Sub-Advised Funds and (v) Peter J. Richards ("Mr. Richards") with respect to the shares of Common Stock directly held by the Empire Investment Funds and the Empire Sub-Advised Funds.
  3. Empire Management serves as the investment manager to, and has discretion over the securities held by, the Empire Investment Funds and the Empire Sub-Advised Funds. Empire GP, L.L.C. serves as general partner to Empire Onshore. Empire GP, L.L.C. has retained Empire Management to serve as investment manager to Empire Onshore. Mr. Fine and Mr. Richards are the only managing members of Empire Management and the only two managing partners of Empire GP, L.L.C. Mr. Fine and Mr. Richards each disclaim beneficial ownership of the securities in this filing, except with respect to any pecuniary interest in such securities.