Filing Details

Accession Number:
0001140361-13-021644
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-17 16:57:48
Reporting Period:
2013-03-26
Filing Date:
2013-05-17
Accepted Time:
2013-05-17 16:57:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1405424 Vision Industries Corp VICC.OB Industrial Trucks, Tractors, Trailors & Stackers (3537) 141908451
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1537379 Raul Cortes Seestrasse 45, Postfach
Zollikon V8 8702
No No Yes No
1537415 Paolo Brueckner Seestrasse 45, Postfach
Zollikon V8 8702
No No Yes No
1537416 Fund Investment Quality - Plc Sicav Umbrella Opportunity Novium Level 6, The Mall Offices
Floriana, Malta O1 FRM 147
No No Yes No
1537418 Ag Novium Seestrasse 45, Postfach
Zollikon V8 8702
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-26 2,005,000 $0.12 24,694,722 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. In addition to Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund, this form is being filed jointly by Novium AG, Paolo Bruckner and Raul Cortes, the business address of each of whom is Seestrasse 45, 8702 Zollikon, Switzerland. Novium AG is the investment manager of Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund, Paolo Bruckner is the owner of a majority of the voting shares of Novium AG, and Raul Cortes is the asset manager of Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund. As a result, each of them may be deemed to have shared voting power and investment power over securities beneficially owned by Novium Opportunity Umbrella SICAV PLC-Quality Investment Fund and therefore may be deemed to be indirect beneficial owners of securities owned by it.