Filing Details
- Accession Number:
- 0001421753-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-17 13:19:15
- Reporting Period:
- 2013-05-17
- Filing Date:
- 2013-05-17
- Accepted Time:
- 2013-05-17 13:19:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1342287 | General Finance Corp | GFN | Retail-Retail Stores, Nec (5990) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421753 | A Christopher Wilson | 39 East Union Street Pasadena CA 91103 | General Counsel, Vp, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 9.00% Series C Cum. Redeemable Perpetual Preferred Stock | Acquisiton | 2013-05-17 | 2,100 | $100.00 | 2,100 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2007-12-14 | 225,000 | $0.00 | 225,000 | $9.05 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-01-26 | 20,000 | $0.00 | 20,000 | $1.28 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-09-15 | 30,000 | $0.00 | 30,000 | $1.06 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-06-23 | 30,000 | $0.00 | 30,000 | $3.00 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2012-06-07 | 30,000 | $0.00 | 30,000 | $3.15 |
| Common Stock | Warrants | Disposition | 2013-04-24 | 6,300 | $0.00 | 3,150 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 225,000 | 2008-12-14 | 2017-12-14 | No | 4 | A | Direct |
| 245,000 | 2011-06-30 | 2020-01-26 | No | 4 | A | Direct |
| 275,000 | 2014-06-30 | 2020-09-15 | No | 4 | A | Direct |
| 305,000 | 2014-09-30 | 2021-06-23 | No | 4 | A | Direct |
| 335,000 | 2015-09-30 | 2022-06-07 | No | 4 | A | Direct |
| 338,000 | 2010-06-25 | 2013-06-25 | No | 4 | X | Direct |
Footnotes
- Stock option vests in three equal annual installments beginning December 14, 2008.
- Stock option vests on the following date if (a)General Finance Corporation, without consolidation of Pac-Van and Royal Wolf, incurs no more than $2.288 million of expenses for the fiscal year ended June 30, 2012, and (b) if General Finance Corporation and its subsidiaries remain throughout fiscal year 2010 in compliance with the covenants governing all of their indebtedness: the first anniversary of the date that the Audit Committee approves the consolidated financial statements of General Finance Corporation for the fiscal year ended June 30, 2010.
- See attached document "rider.txt" for explanation of Footnote 3.
- See attached document "rider2.txt" for explanation of Footnote 4.
- See attached document "rider3.txt" for explanation of Footnote 5.
- These warrants were issued as a component of Units that were issued as of June 25, 2010 pursuant to the rights offering of General Finance Corporation.
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