Filing Details

Accession Number:
0001455244-13-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-15 10:27:41
Reporting Period:
2013-05-14
Filing Date:
2013-05-15
Accepted Time:
2013-05-15 10:27:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
827809 Qlt Inc QLTI Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554591 Sukhi Jagpal C/O Qlt Inc.
887 Great Northern Way, Suite 101
Vancouver A1 V5T 4T5
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-14 10,000 $7.12 11,200 No 4 M Direct
Common Stock Disposition 2013-05-14 9,900 $7.95 1,300 No 4 S Direct
Common Stock Disposition 2013-05-14 100 $7.96 1,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2013-05-14 10,000 $0.00 10,000 $7.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-22 No 4 M Direct
Footnotes
  1. Price reflects the conversion of Canadian dollars to US dollars based on the noon exchange rate published by the Bank of Canada on the date of the reportable event which was 0.9854.
  2. The option originally provided for vesting in 36 equal monthly installments measured from May 22, 2012. However, in connection with a change in control of the Company (as defined in the option agreement), the unvested shares under such option were accelerated and became fully exercisable on June 4, 2012.