Filing Details

Accession Number:
0001181431-13-027714
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-14 17:38:03
Reporting Period:
2013-05-13
Filing Date:
2013-05-14
Accepted Time:
2013-05-14 17:38:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420800 Colfax Corp CFX Pumps & Pumping Equipment (3561) 541887631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472182 D Byron Trott 401 North Michigan Avenue
Suite 3100
Chicago IL 60611
Yes No Yes No
1510974 Bdt Capital Partners, Llc 401 North Michigan Avenue
Suite 3100
Chicago IL 60611
Yes No Yes No
1510982 Bdtcp Gp I, Llc 401 North Michigan Avenue
Suite 3100
Chicago IL 60611
Yes No Yes No
1539895 Bdt Cf Acquisition Vehicle, Llc 401 North Michigan Avenue
Suite 3100
Chicago IL 60611
Yes No Yes No
1540177 Bdtp Gp, Llc 401 North Michigan Avenue
Suite 3100
Chicago IL 60611
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-13 4,000,000 $42.72 4,246,528 No 4 S Indirect See Remarks below.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Remarks below.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,939 Indirect See footnote 2.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series A Perpetual Convertible Preferred Stock $27.93 12,173,291 12,173,291 Indirect
Common Stock, Par Value $.001 Director Stock Option (right to buy) $28.92 2012-05-16 2019-05-15 3,458 3,458 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
12,173,291 12,173,291 Indirect
2019-05-15 3,458 3,458 Indirect
Footnotes
  1. This amount represents the $44.25 secondary public offering price per share of common stock (the "Common Stock") of Colfax Corporation (the "Company"), less the underwriting discount of $1.5266 per share.
  2. The restricted stock units reported in Table I, and stock options reported in Table II, were granted to San W. Orr, III in connection with his service on the Board of Directors of the Company. Mr. Orr is a Partner and the Chief Operating Officer of BDT CP. Mr. Orr was designated for election to the Company's Board of Directors pursuant to the Company's Amended and Restated Certificate of Incorporation, which provides the Investor the right, among other things, to exclusively nominate for election to the Board of Directors 1 of 11 directors based on current beneficial ownership of the Investor, the BDT Investment Funds and the BDT Investment Vehicle. As a result, each of the Reporting Persons are (or may be deemed to be) directors by deputization.
  3. The shares of Series A Perpetual Convertible Preferred Stock are convertible into shares of Common Stock at any time and do not expire.