Filing Details

Accession Number:
0001415889-13-000968
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-14 17:05:46
Reporting Period:
2013-05-10
Filing Date:
2013-05-14
Accepted Time:
2013-05-14 17:05:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1386570 Chromadex Corp. CDXC.OB Medicinal Chemicals & Botanical Products (2833) 262940963
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1336508 Michael Brauser 10005 Muirlands Boulevard
Suite G
Irvine CA 92618
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-10 1,160,713 $0.21 3,378,567 No 4 X Indirect See Footnote
Common Stock Acquisiton 2013-05-13 342,857 $0.21 3,721,424 No 4 X Indirect See Footnote
Common Stock Acquisiton 2013-05-13 25,000 $0.66 4,519,926 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See Footnote
No 4 X Indirect See Footnote
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to Purchase Common Stock Disposition 2013-05-10 1,160,713 $0.00 1,160,713 $0.21
Common Stock Warrants to Purchase Common Stock Disposition 2013-05-13 342,857 $0.00 342,857 $0.21
Common Stock Warrants to Purchase Common Stock Acquisiton 2013-05-13 342,857 $0.00 342,857 $0.21
Common Stock Warrants to Purchase Common Stock Disposition 2013-05-13 342,857 $0.00 342,857 $0.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
342,857 2010-05-20 2013-05-20 No 4 X Indirect
0 2010-05-20 2013-05-20 No 4 J Indirect
342,857 2010-05-20 2013-05-20 No 4 J Indirect
0 2010-05-20 2013-05-20 No 4 X Indirect
Footnotes
  1. (i) 314,285 Warrants exercised by Grander Holdings, Inc. 401K Profit Sharing Plan of which the Reporting Person is a trustee; and (ii) 846,428 Warrants exercised by BMB Holdings, LLLP of which the Reporting Person is the manager of its general partner.
  2. Indirect beneficial ownership includes, after giving effect to all transaction included in this Form 4, (i) 628,570 Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which the Reporting Person is a trustee; (ii) 342,857 Shares held by the Brauser 2010 GRAT of which the Reporting Person is a trustee; (iii) 342,857 Shares held by Birchtree Capital, LLC of which the Reporting Person is the manager; (iv) 1,692,856 Shares held by BMB Holdings, LLLP of which the Reporting Person is the manager of its general partner; and (v) 714,284 Shares held by Betsy Brauser Third Amended Trust Agreement beneficially owned by the Reporting Person's spouse which are disclaimed by him.
  3. 342, 857 Warrants exercised by Birchtree Capital, LLC of which the Reporting Person is the manager.
  4. After giving effect to all transactions included in this Form 4, the Reporting Person does not have indirect beneficial ownership.
  5. 342,857 Warrants transferred from Brauser 2010 GRAT of which the Reporting Perion is a trustee to Birchtree Capital, LLC of which the Reporting Person is the manager.