Filing Details

Accession Number:
0001181431-13-027476
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-13 20:38:30
Reporting Period:
2013-05-09
Filing Date:
2013-05-13
Accepted Time:
2013-05-13 20:38:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1469510 Resolute Energy Corp REN Crude Petroleum & Natural Gas (1311) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
919468 Spo Advisory Corp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
948279 Sf Advisory Partners Lp 591 Redwood Highway , Suite 3215
Mill Valley CA 94941
No No Yes No
1046206 Spo Partners Ii Lp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1202553 H John Scully 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252456 Spo Advisory Partners Lp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252458 San Francisco Partners Lp 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252464 H Edward Mcdermott 591 Redwood Highway , Suite 3215
Mill Valley CA 94941
No No Yes No
1252480 Foundation Snow Phoebe 591 Redwood Highway , Suite 3215
Mill Valley CA 94941
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-09 5,500,000 $8.00 16,346,910 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2013-05-09 720,000 $8.32 17,059,510 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2013-05-10 53,000 $8.47 17,112,010 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants $13.00 2009-09-25 2014-09-25 0 8,449,278 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-09-25 0 8,449,278 Indirect
Footnotes
  1. The entities and individuals directly acquiring the shares reported in this filing are SPO Partners II, L.P. ("SPO Partners"), which bought 5,903,200 shares, San Francisco Partners, L.P. ("SF Partners"), which bought 305,200 shares, and Phoebe Snow Foundation ("PSF"), which bought 64,600 shares. The price for the purchases on 05/09/13, reported in Line 1 above, was $8.00, the range of prices for the purchases on 05/09/13, reported in Line 2 above, was $8.10-8.45, and the prices for the purchases on 05/10/13, reported in Line 3 above, was $8.39-8.50 (full detailed information regarding the shares purchased at each price will be provided upon request).
  2. As a result of the purchases causing this filing, 16,438,110 shares of the Issuer's common stock are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp. Additionally, 673,900 shares of the Issuer's common stock are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp.
  3. Additionally, (i) 5,200 shares of the Issuer's common stock are directly owned by JHS and are held in an IRA, which is self-directed, (ii) 900 shares of the Issuer's common stock are directly owned by EHM and are held in an IRA, which is self-directed and (iii) 73,900 shares of the Issuer's common stock are directly owned by PSF.
  4. Additionally, 8,169,525 warrants are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Partners, (ii) SPO Corp., the sole general partner of SPO Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp. Additionally, 279,753 warrants are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory, the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp.
  5. Additionally, (i) 813 warrants are directly owned by JHS and are held in an IRA, which is self-directed, and (ii) 622 warrants are directly owned by EHM and are held in an IRA, which is self-directed.