Filing Details

Accession Number:
0001179110-13-008337
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-13 17:35:56
Reporting Period:
2013-05-09
Filing Date:
2013-05-13
Accepted Time:
2013-05-13 17:35:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
908315 Winmark Corp WINA Retail-Miscellaneous Retail (5900) 411622691
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237904 D Brett Heffes 605 Highway 169 N
Suite 400
Minneapolis MN 55441
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-09 18,015 $20.96 98,453 No 4 M Direct
Common Stock Acquisiton 2013-05-09 2,813 $16.52 101,266 No 4 M Direct
Common Stock Acquisiton 2013-05-09 2,073 $12.75 103,339 No 4 M Direct
Common Stock Disposition 2013-05-09 9,501 $63.18 93,838 No 4 S Direct
Common Stock Disposition 2013-05-09 940 $61.93 92,898 No 4 S Direct
Common Stock Disposition 2013-05-09 2,760 $61.41 90,138 No 4 S Direct
Common Stock Acquisiton 2013-05-10 4,485 $20.96 94,623 No 4 M Direct
Common Stock Acquisiton 2013-05-10 5,314 $16.52 99,937 No 4 M Direct
Common Stock Acquisiton 2013-05-10 1,927 $12.75 101,864 No 4 M Direct
Common Stock Acquisiton 2013-05-10 194 $13.01 102,058 No 4 M Direct
Common Stock Disposition 2013-05-10 846 $60.43 101,212 No 4 S Direct
Common Stock Disposition 2013-05-10 5,953 $59.35 95,259 No 4 S Direct
Common Stock Acquisiton 2013-05-13 3,123 $16.52 98,382 No 4 M Direct
Common Stock Acquisiton 2013-05-13 6,213 $12.75 104,595 No 4 M Direct
Common Stock Disposition 2013-05-13 4,838 $60.96 99,757 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-05-09 22,500 $20.96 22,500 $20.96
Common Stock Employee Stock Option (right to buy) Disposition 2013-05-09 11,250 $16.52 11,250 $16.52
Common Stock Employee Stock Option (right to buy) Disposition 2013-05-09 10,213 $12.75 16,000 $12.75
Common Stock Employee Stock Option (right to buy) Disposition 2013-05-10 194 $13.01 10,000 $13.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-12-13 2017-12-13 No 4 M Direct
0 2009-08-13 2018-08-13 No 4 M Direct
5,787 2009-12-11 2018-12-11 No 4 M Direct
9,806 2010-06-01 2019-06-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,300 Indirect By Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $22.15 2010-12-10 2019-12-10 10,000 10,000 Direct
Common Stock Employee Stock Option (right to buy) $31.19 2011-06-01 2020-06-01 10,000 10,000 Direct
Common Stock Employee Stock Option (right to buy) $32.92 2011-12-14 2020-12-14 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $37.76 2012-06-01 2021-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $53.34 2012-12-08 2021-12-08 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $51.17 2013-06-01 2022-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $55.72 2013-12-13 2022-12-13 9,250 9,250 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-10 10,000 10,000 Direct
2020-06-01 10,000 10,000 Direct
2020-12-14 9,250 9,250 Direct
2021-06-01 9,250 9,250 Direct
2021-12-08 9,250 9,250 Direct
2022-06-01 9,250 9,250 Direct
2022-12-13 9,250 9,250 Direct
Footnotes
  1. 25% per year for four years.
  2. 9,501 shares sold at an average price of $63.18, with a range of $62.56 to $63.54, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  3. 940 shares sold at an average price of $61.93, with a range of $61.70 to $62.51, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  4. 2,760 shares sold at an average price of $61.41, with a range of $61.05 to $61.50, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  5. 846 shares sold at an average price of $60.43, with a range of $59.98 to $60.95, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  6. 5,953 shares sold at an average price of $59.35, with a range of $59.20 to $59.89, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  7. 4,838 shares sold at an average price of $60.96, with a range of $60.85 to $61.20, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  8. 18,015 option shares exercised 5/9/2013, 4,485 option shares exercised 5/10/2013 as indicated in Table I.
  9. 2,813 option shares exercised 5/9/2013, 5,314 option shares exercised 5/10/2013 and 3,123 option shares exercised 5/13/2013 as indicated in Table I.
  10. 2,073 option shares exercised 5/9/2013, 1,927 option shares exercised 5/10/2013 and 6,213 option shares exercised 5/13/2013 as indicated in Table I.