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Filing Details

Accession Number:: 0000049071-13-000076
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-13 16:07:32
Reporting Period:: 2013-05-09

Filing Date:: 2013-05-13
Accepted Time:: 2013-05-13 16:07:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1018657	B Michael Mccallister	Humana Inc. 500 West Main Street Louisville KY 40202		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Humana Common	Acquisiton	2013-05-09	129,758	$62.10	244,199	No	4	M	Direct
Humana Common	Acquisiton	2013-05-09	86,554	$46.40	330,753	No	4	M	Direct
Humana Common	Disposition	2013-05-09	216,312	$77.72	114,441	No	4	S	Direct
Humana Common	Disposition	2013-05-09	2,582	$0.00	111,859	No	4	G	Direct
Humana Common	Acquisiton	2013-05-09	65,000	$77.72	56,650	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	G	Direct
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2013-05-09	129,758	$0.00	129,758	$62.10
Humana Common	Options	Disposition	2013-05-09	86,554	$0.00	86,554	$46.40

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2014-02-22	No	4	M	Direct
0		2017-02-18	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	12,325	Indirect	See Footnote
Humana Common	8,560	Indirect	See Footnote
Humana Common	12,366	Indirect	See Footnote (2008 GRAT)
Humana Common	10,837	Indirect	See Footnote (2010 GRAT)
Humana Common	30,400	Indirect	See Footnote (2012 GRAT)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$69.48	2015-02-21	159,585	159,585	Direct
Humana Common	Options	$61.18	2018-02-17	88,537	88,537	Direct
Humana Common	Options	$88.65	2019-02-23	101,557	101,557	Direct
Humana Common	Restricted Stock Units	$0.00		20,023	20,023	Direct
Humana Common	Restricted Stock Units	$0.00		19,741	19,741	Direct
Humana Common	Restricted Stock Units	$0.00		2,026	2,026	Direct
Humana Common	Phantom Stock Units	$0.00		1,183	1,183	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-02-21	159,585	159,585	Direct
2018-02-17	88,537	88,537	Direct
2019-02-23	101,557	101,557	Direct
	20,023	20,023	Direct
	19,741	19,741	Direct
	2,026	2,026	Direct
	1,183	1,183	Indirect

Footnotes

Shares held in a trust for the benefit of reporting person's spouse.
Shares held in a trust for the benefit of reporting person's children.
Shares held in gift trust with reporting person's spouse as trustee.
Shares held in a GRAT with reporting person's spouse as trustee.
Right to buy pursuant to Company's 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Phantom Stock Units held for the benefit of reporting person as of April 30, 2013 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of January 25, 2013.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award is vesting on 12/31/2013.