Filing Details

Accession Number:
0001104659-13-040418
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-10 19:12:16
Reporting Period:
2013-05-09
Filing Date:
2013-05-10
Accepted Time:
2013-05-10 18:12:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1404912 Kkr & Co. L.p. KKR Investment Advice (6282) 260426107
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433005 J William Janetschek C/O Kkr &Amp; Co. L.p.
9 West 57Th Street, 42Nd Floor
New York NY 10019
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Acquisiton 2013-05-09 80,000 $0.00 80,000 No 4 C Indirect See footnote
Common Units Disposition 2013-05-09 80,000 $20.90 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Units KKR Holdings L.P. Units Disposition 2013-05-09 80,000 $0.00 80,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
350,000 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units 22,500 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Units KKR Holdings L.P. Units $0.00 3,320,827 3,320,827 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,320,827 3,320,827 Direct
Footnotes
  1. These securities are held by a limited partnership established for estate planning purposes, whose general partner is a limited liability company of which the Reporting Person is the sole member and investment manager.
  2. The limited partnership received KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P. and KKR Fund Holdings L.P.) from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and exchanged such KKR Group Partnership Units for common units of KKR & Co. L.P. in each case as described in footnote 3 below.
  3. Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis.
  4. Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $20.89 to $20.98, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
  5. These securities are held by a limited liability company established for the purpose of making charitable donations of which the Reporting Person is a member and manager.