Filing Details

Accession Number:
0001206774-13-001791
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-09 14:32:28
Reporting Period:
2013-05-08
Filing Date:
2013-05-09
Accepted Time:
2013-05-09 14:32:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122342 Alliance Fiber Optic Products Inc AFOP Semiconductors & Related Devices (3674) 770554122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1135030 James Yeh C/O Alliance Fiber Optic Products, Inc.
275 Gibraltar Drive
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-08 3,000 $17.50 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Acquisiton 2013-05-08 3,000 $12.05 3,000 $12.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,000 2006-11-18 2017-07-30 No 4 M Direct
Footnotes
  1. The total 3,000 shares of common stock were granted on July 30, 2007. The option vests as to one thirty-sixth of the shares on November 18, 2006 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter.