Filing Details

Accession Number:
0001104659-13-037295
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-03 21:49:03
Reporting Period:
2013-05-01
Filing Date:
2013-05-03
Accepted Time:
2013-05-03 21:49:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327471 Reald Inc. RLD Radio & Tv Broadcasting & Communications Equipment (3663) 770620426
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492007 A. Andrew Skarupa C/O Reald Inc.
100 N. Crescent Drive, Suite 200
Beverly Hills CA 90210
Cfo And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-01 4,053 $0.07 4,053 No 4 M Direct
Common Stock Disposition 2013-05-01 4,053 $14.28 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-05-01 4,053 $0.00 4,053 $0.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
635,604 2015-01-10 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2012.
  2. This option was granted on 1/10/2005 and the vesting commencement date was 1/10/2005. This option vested as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vested per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date.