- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2013-05-03 08:51:53
- Reporting Period:
- Filing Date:
- Filing Date Changed:
- Accepted Time:
- 2013-05-03 09:51:53
- Original Submission Date:
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|766701||Capstead Mortgage Corp||CMO||Real Estate Investment Trusts (6798)||752027937|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1227799||M Paul Low||8401 N. Central Expressway |
Dallas TX 75225
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock||Series B Convertible Preferred||Disposition||2013-05-01||1,009||$15.15||603||$0.00|
|Common Stock||Series B Convertible Preferred||Disposition||2013-05-02||991||$15.22||593||$0.00|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Stock||0||Indirect||by Trust|
|Sec. Name||Sec. Type||Price||Date|
|Common Stock||Series B Convertible Preferred||$0.00|
|Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
- The shares are held in a trust account for the benefit of the reporting person's granddaughter. The reporting person is co-trustee and has investment control over the trust.
- The Capstead $1.26 Cumulative Convertible Preferred Stock, Series B, is traded on the New York Stock exchange under the symbol CMOPRB. The preferred stock is perpetual and is convertible into the Capstead common stock at any time at the stockholder's option. The preferred stock is callable at the option of the company at $12.50 per share and an exercise date and price are not applicable.
- The shares are held in a trust for the benefit of the reporting person's grandson. The reporting person is co-trustee and has investment control over the trust.
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