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Filing Details

Accession Number:
0001227799-13-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-03 08:51:53
Reporting Period:
2013-05-01
Filing Date:
2013-05-03
Filing Date Changed:
2013-05-03
Accepted Time:
2013-05-03 09:51:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766701 Capstead Mortgage Corp CMO Real Estate Investment Trusts (6798) 752027937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227799 M Paul Low 8401 N. Central Expressway
Suite 800
Dallas TX 75225
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-02 1,500 $12.97 20,633 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Disposition 2013-05-01 1,009 $15.15 603 $0.00
Common Stock Series B Convertible Preferred Disposition 2013-05-02 991 $15.22 593 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,991 No 4 S Direct
22,000 No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 0 Indirect by Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series B Convertible Preferred $0.00 221 380 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
221 380 Indirect
Footnotes
  1. The shares are held in a trust account for the benefit of the reporting person's granddaughter. The reporting person is co-trustee and has investment control over the trust.
  2. The Capstead $1.26 Cumulative Convertible Preferred Stock, Series B, is traded on the New York Stock exchange under the symbol CMOPRB. The preferred stock is perpetual and is convertible into the Capstead common stock at any time at the stockholder's option. The preferred stock is callable at the option of the company at $12.50 per share and an exercise date and price are not applicable.
  3. The shares are held in a trust for the benefit of the reporting person's grandson. The reporting person is co-trustee and has investment control over the trust.
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