Filing Details
- Accession Number:
- 0001396677-13-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-01 13:14:40
- Reporting Period:
- 2013-04-29
- Filing Date:
- 2013-05-01
- Accepted Time:
- 2013-05-01 13:14:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050007 | Nutraceutical International Corp | NUTR | Medicinal Chemicals & Botanical Products (2833) | 870515089 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265852 | A Jeffrey Hinrichs | C/O Nutraceutical International Corp 1400 Kearns Blvd 2Nd Fl. Park City UT 84060 | Evp & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-04-08 | 1,000 | $0.00 | 224,816 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2013-04-29 | 2,267 | $12.32 | 227,083 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-29 | 2,267 | $18.75 | 224,816 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-30 | 9,366 | $12.32 | 234,182 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-30 | 9,366 | $18.46 | 224,816 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-29 | 2,267 | $0.00 | 2,267 | $12.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-30 | 9,366 | $0.00 | 9,366 | $12.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,733 | 2013-12-17 | No | 4 | M | Direct | |
| 8,367 | 2013-12-17 | No | 4 | M | Direct |
Footnotes
- Exercise of options expiring on December 17, 2013.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $18.6625 to $19.0550. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $18.4300 to $18.6500. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vested in six equal installments every six months beginning on June 17, 2004.
Billionaire Hedge Funds
