Filing Details

Accession Number:
0001140361-13-017913
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-30 16:05:07
Reporting Period:
2013-04-29
Filing Date:
2013-04-30
Accepted Time:
2013-04-30 16:05:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371446 Fbr & Co. FBRC Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504216 J Adam Fishman 1001 Nineteenth Street North
Suite 1100
Arlington VA 22209
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2013-04-29 5,000 $20.38 147,260 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. On February 28, 2013, the common stock of the Issuer reverse stock split 1-for-4, adjusting the reporting person's ownership to 139461.
  2. This includes a non-discretionary reallocation of 2,799 RSUs made on April 1, 2013 to the Reporting Person pursuant to the Issuers 2012 Retention and Incentive Plan under the 2006 LTIP