Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-04-24 16:09:08
Reporting Period:
Filing Date:
Filing Date Changed:
Accepted Time:
2013-04-24 17:09:08
Original Submission Date:
Cik Name Symbol Sector (SIC) IRS No
717538 Arrow Financial Corp AROW National Commercial Banks (6021) 222448962
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184486 L Thomas Hoy Arrow Financial Corporation
250 Glen Street
Glens Falls NY 12801
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Acquisiton 2013-04-23 1,000 $23.95 165,820
Common Stock Acquisiton 2013-04-23 0 $0.00 2,460
Common Stock Acquisiton 2013-04-23 0 $0.00 2,938
Common Stock Acquisiton 2013-04-23 0 $0.00 3,346
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 J Indirect Wife's IRA
No 4 J Indirect By Wife w/Broker
No 4 J Indirect Irrev. Trust
  1. Following the reported transaction, total direct holdings also include:65,481 shares held in retirement plans (IRA) which include 49,336 shares transferred from an ESOP to a self-directed IRA on April 11, 2013;98,612 shares held in a custody account; and727 shares acquired under the Company's 401k.
  2. Amount of securities beneficially owned following reported transaction.

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