Filing Details
- Accession Number:
- 0000072333-13-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-25 20:03:27
- Reporting Period:
- 2013-03-22
- Filing Date:
- 2013-03-25
- Accepted Time:
- 2013-03-25 20:03:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211426 | Ernst Robert Campbell | C/O Nordstrom, Inc. 1700 7Th Avenue Seattle WA 98101 | Vice President And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-25 | 5,410 | $13.47 | 15,911 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-25 | 2,665 | $36.94 | 18,576 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-25 | 2,461 | $45.49 | 21,037 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-25 | 10,536 | $53.44 | 10,501 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Unit | Acquisiton | 2013-03-22 | 5 | $53.32 | 5 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-25 | 5,410 | $0.00 | 5,410 | $13.47 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-25 | 2,665 | $0.00 | 2,665 | $36.94 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-25 | 2,461 | $0.00 | 2,461 | $45.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 115 | No | 4 | A | Direct | ||
| 0 | 2019-02-27 | No | 4 | M | Direct | |
| 2,665 | 2020-02-26 | No | 4 | M | Direct | |
| 4,922 | 2021-02-25 | No | 4 | M | Direct |
Footnotes
- 1 for 1
- Stock unit dividend paid on performance share units that were deferred at the election of the reporting person under the Executive Deferred Compensation Plan.
- The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer.
- Exercisable in four equal annual installments commencing on 2/27/2010
- Exercisable in four equal annual installments commencing on 2/26/2011
- Exercisable in four equal annual installments commencing on 2/25/2012
Billionaire Hedge Funds
