Filing Details
- Accession Number:
- 0001127602-13-011569
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-20 17:58:48
- Reporting Period:
- 2013-03-18
- Filing Date:
- 2013-03-20
- Accepted Time:
- 2013-03-20 17:58:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1137300 | G Bernard Dvorak | 12300 Liberty Blvd. Englewood CO 80112 | Evp & Co-Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series C Common Stock | Disposition | 2013-03-14 | 100 | $64.64 | 84,627 | No | 5 | G | Direct | |
| Series A Common Stock | Disposition | 2013-03-20 | 20,000 | $69.63 | 66,184 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Common Stock | Restricted Share Units A | Acquisiton | 2013-03-18 | 703 | $0.00 | 703 | $0.00 |
| Series C Common Stock | Restricted Share Units C | Acquisiton | 2013-03-18 | 703 | $0.00 | 703 | $0.00 |
| Series A Common Stock | Restricted Share Units A | Acquisiton | 2013-03-18 | 201 | $0.00 | 201 | $0.00 |
| Series C Common Stock | Restricted Share Units C | Acquisiton | 2013-03-18 | 201 | $0.00 | 201 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 703 | No | 4 | A | Direct | ||
| 703 | No | 4 | A | Direct | ||
| 201 | No | 4 | A | Indirect | ||
| 201 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series C Common Stock | 4,734 | Indirect | By 401(k) Plan |
| Series C Common Stock | 5,845 | Indirect | By 401(k) Plan For Spouse |
| Series C Common Stock | 25,101 | Indirect | By Spouse |
| Series A Common Stock | 510 | Indirect | By 401(k) Plan |
| Series A Common Stock | 1,551 | Indirect | By 401(k) Plan For Spouse |
| Series A Common Stock | 25,825 | Indirect | By Spouse |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $69.24 to $70.00. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- Each Restricted Share Unit represents a right to receive one share of Issuer's Series A common stock or Series C common stock, as the case may be.
- The Restricted Share Units vest on September 30, 2013.
Billionaire Hedge Funds
