Filing Details

Accession Number:
0001181431-13-017059
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-14 19:56:35
Reporting Period:
2012-07-13
Filing Date:
2013-03-14
Accepted Time:
2013-03-14 19:56:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197231 Brown Dace Stubbs 850 Dixie Highway
Louisville KY 40210
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2012-07-13 4,414 $62.75 4,414 No 4 P Indirect By spouse
Class A Common Disposition 2012-07-13 4,414 $0.00 0 No 4 G Indirect By spouse
Class A Common Acquisiton 2012-07-13 4,414 $0.00 101,410 No 4 G Direct
Class B Common Acquisiton 2012-07-13 2,757 $64.34 2,757 No 4 P Indirect By spouse
Class B Common Disposition 2012-07-13 2,757 $0.00 0 No 4 G Indirect By spouse
Class B Common Acquisiton 2012-07-13 2,757 $0.00 309,709 No 4 G Direct
Class B Common Disposition 2013-01-31 7,679 $0.00 302,030 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By spouse
No 4 G Indirect By spouse
No 4 G Direct
No 4 P Indirect By spouse
No 4 G Indirect By spouse
No 4 G Direct
No 4 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 235,495 Indirect SMPL 2012 Partnership
Class A Common 2,379 Indirect Albrecht Trust
Class A Common 1,759 Indirect GGB Trust
Class A Common 3,882,267 Indirect Log House 2011 LP
Class B Common 175,000 Indirect WKS Partnership
Class B Common 577,566 Indirect Log House 2011 LP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Non-Qualified Stock Option (right to buy) $18.94 2003-05-01 2013-04-30 6,253 6,253 Direct
Class B Common Non-Qualified Stock Option (right to buy) $22.49 2004-07-22 2014-04-30 4,867 4,867 Direct
Class B Common Stock Appreciation Rights $28.58 2005-07-28 2015-04-30 5,658 5,658 Direct
Class B Common Stock Appreciation Rights $34.95 2006-07-27 2006-04-30 4,819 4,819 Direct
Class B Common Stock Appreciation Rights $33.76 2007-07-26 2017-04-30 5,987 5,987 Direct
Class B Common Stock Appreciation Rights $35.51 2008-07-24 2018-04-30 5,495 5,495 Direct
Class B Common Stock Appreciation Rights $27.05 2009-07-23 2019-04-30 6,752 6,752 Direct
Class B Common Deferred Stock Units $0.00 3,307 3,307 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-04-30 6,253 6,253 Direct
2014-04-30 4,867 4,867 Direct
2015-04-30 5,658 5,658 Direct
2006-04-30 4,819 4,819 Direct
2017-04-30 5,987 5,987 Direct
2018-04-30 5,495 5,495 Direct
2019-04-30 6,752 6,752 Direct
3,307 3,307 Direct
Footnotes
  1. Number of shares has been adjusted to reflect the issuer's August 2012 stock split.
  2. Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock.
  3. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.