Filing Details

Accession Number:
0001209191-13-016150
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-13 11:48:03
Reporting Period:
2013-03-12
Filing Date:
2013-03-13
Accepted Time:
2013-03-13 11:48:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851310 Harmonic Inc HLIT Radio & Tv Broadcasting & Communications Equipment (3663) 770201147
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124476 F William Reddersen 4300 North First Street
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-12 10,000 $3.89 97,567 No 4 M Direct
Common Stock Disposition 2013-03-12 8,166 $5.76 89,401 No 4 S Direct
Common Stock Acquisiton 2013-03-12 10,000 $3.97 99,401 No 4 M Direct
Common Stock Disposition 2013-03-12 8,245 $5.76 91,156 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option/Right to Buy Disposition 2013-03-12 10,000 $3.89 10,000 $3.89
Common Stock Stock Option/Right to Buy Disposition 2013-03-12 10,000 $3.97 10,000 $3.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-06-22 2013-05-22 No 4 M Direct
0 2006-07-28 2013-06-28 No 4 M Direct
Footnotes
  1. These shares of common stock were acquired upon the exercise of stock options on 3/12/2013. These options were initially granted to the Reporting Person on 5/22/2003, and were identified on a Form 4 filed by the Reporting Person on 5/23/2003.
  2. These shares of common stock were acquired upon the exercise of stock options on 3/12/2013. These options were initially granted to the Reporting Person on 6/28/2006, and were identified on a Form 4 filed by the Reporting Person on 6/29/2006.