Filing Details

Accession Number:
0001140361-13-011816
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-11 16:54:44
Reporting Period:
2013-02-01
Filing Date:
2013-03-11
Accepted Time:
2013-03-11 16:54:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001871 Investors Capital Holdings Ltd ICH Investors, Nec (6799) 043284631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1533642 D. James Crosson 6 Kimball Lane, Suite 150
Lynnfield MA 01940
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-01 1,000 $3.95 98,303 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-21 500 $3.66 98,803 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-21 500 $3.73 99,303 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-21 500 $3.66 99,803 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-22 500 $3.60 100,303 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-22 500 $3.46 100,803 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-22 500 $3.43 101,303 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-22 500 $3.45 101,803 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-25 1,000 $3.48 102,803 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-25 1,000 $3.48 103,803 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-27 500 $3.59 104,303 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-27 245 $3.50 104,458 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-27 500 $3.51 105,048 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-28 300 $3.50 105,348 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-28 1,000 $3.54 106,348 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-28 892 $3.56 107,240 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-03-01 170 $3.50 107,410 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-03-04 300 $3.50 107,710 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-03-04 1,000 $3.60 108,710 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-03-05 230 $3.50 108,940 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-03-05 2,100 $3.50 111,040 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-02-22 1,875 $3.50 7,675 No 4 P Indirect Son's SEP IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect Son's SEP IRA