Filing Details

Accession Number:
0001140361-13-011590
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-08 17:35:12
Reporting Period:
2013-03-06
Filing Date:
2013-03-08
Accepted Time:
2013-03-08 17:35:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287213 Douglas Dynamics Inc PLOW Construction Machinery & Equip (3531) 134275891
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1489528 L Robert Mccormick C/O Douglas Dynamics, Inc.
7777 North 73Rd Street
Milwaukee WI 53223
Evp, Cfo And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-06 20,553 $0.00 132,475 No 4 A Direct
Common Stock Disposition 2013-03-06 5,586 $14.41 126,889 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,588 Indirect By 401(k) Plan
Footnotes
  1. Includes 9,102 shares that will vest in three equal annual installments beginning on March 6, 2014.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $14.40 to $14.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.