Filing Details
- Accession Number:
- 0001209191-13-015120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-08 06:49:35
- Reporting Period:
- 2013-03-07
- Filing Date:
- 2013-03-08
- Filing Date Changed:
- 2013-03-08
- Accepted Time:
- 2013-03-08 06:49:35
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944809 | Opko Health, Inc. | OPK | Pharmaceutical Preparations (2834) | 752402409 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 898860 | Al Et Md Phillip Frost | Opko Health, Inc. 4400 Biscayne Blvd. Miami FL 33137 |
Ceo & Chairman | Yes | Yes | Yes | No |
| 1380896 | Trust Investments Gamma Frost | 4400 Biscayne Blvd. Miami FL 33137 |
No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-07 | 1,600 | $7.29 | 121,257,854 |
| Common Stock | Acquisiton | 2013-03-07 | 1,500 | $7.29 | 121,259,354 |
| Common Stock | Acquisiton | 2013-03-07 | 700 | $7.30 | 121,260,054 |
| Common Stock | Acquisiton | 2013-03-07 | 3,100 | $7.31 | 121,263,154 |
| Common Stock | Acquisiton | 2013-03-07 | 1,200 | $7.32 | 121,264,354 |
| Common Stock | Acquisiton | 2013-03-07 | 2,900 | $7.34 | 121,267,254 |
| Common Stock | Acquisiton | 2013-03-07 | 8,300 | $7.34 | 121,275,554 |
| Common Stock | Acquisiton | 2013-03-07 | 2,900 | $7.35 | 121,278,454 |
| Common Stock | Acquisiton | 2013-03-07 | 19,063 | $7.36 | 121,297,517 |
| Common Stock | Acquisiton | 2013-03-07 | 237 | $7.37 | 121,297,754 |
| Common Stock | Acquisiton | 2013-03-07 | 4,400 | $7.39 | 121,302,154 |
| Common Stock | Acquisiton | 2013-03-07 | 600 | $7.40 | 121,302,754 |
| Common Stock | Acquisiton | 2013-03-07 | 600 | $7.42 | 121,303,354 |
| Common Stock | Acquisiton | 2013-03-07 | 4,400 | $7.43 | 121,307,754 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,490,546 | Indirect | See Footnote |
Footnotes
- The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These securities are owned directly by The Frost Group, LLC. Frost Gamma Investments Trust is a principal member of The Frost Group, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
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