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Filing Details

Accession Number:
0001019361-13-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-05 15:25:05
Reporting Period:
2013-03-04
Filing Date:
2013-03-05
Filing Date Changed:
2013-03-05
Accepted Time:
2013-03-05 15:25:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1019361 Rofin Sinar Technologies Inc RSTI Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 383306461
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220081 Gunther Braun President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Rsti Acquisiton 2013-03-04 5,000 $4.90 11,000 No 4 M Direct
Common Stock - Rsti Disposition 2013-03-04 5,000 $26.25 6,000 No 4 S Direct
Common Stock - Rsti Acquisiton 2013-03-05 10,000 $4.90 16,000 No 4 M Direct
Common Stock - Rsti Disposition 2013-03-05 10,000 $26.87 6,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock - Rsti Employee Stock Option Right to Buy Acquisiton 2013-03-04 5,000 $4.90 5,000 $4.90
Common Stock - Rsti Employee Stock Option Right to Buy Acquisiton 2013-03-05 10,000 $4.90 10,000 $4.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2004-03-20 2013-03-20 No 4 M Direct
0 2004-03-20 2013-03-20 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock - Rsti Employee Stock Option Right to Buy $16.36 2005-03-18 2014-03-18 0 80,000 Direct
Common Stock - Rsti Employee Stock Option Right to BuyCommon Stock - RSTI $17.11 2006-03-17 2015-03-17 0 80,000 Direct
Common Stock - Rsti Employee Stock Option Right to Buy $15.83 2006-05-04 2015-05-04 0 20,000 Direct
Common Stock - Rsti Employee Stock Option Right to Buy $26.05 2007-03-16 2016-03-16 0 100,000 Direct
Common Stock - Rsti Employee Stock Option Right to Buy $28.50 2008-03-15 2017-03-15 0 100,000 Direct
Common Stock - Rsti Employee Stock Option Right to Buy $40.20 2009-03-19 2018-03-19 0 60,000 Direct
Common Stock - Rsti Employee Stock Option Right to Buy $15.04 2010-03-18 2019-03-18 0 40,000 Direct
Common Stock - Rsti Employee Stock Option Right to Buy $22.83 2011-03-17 2020-03-17 0 50,000 Direct
Buycommon Stock - Rsti Employee Stock Option Right to $35.19 2012-03-16 2021-03-16 0 50,000 Direct
Common Stock - Rsti Employee Stock Option Right to Buy $25.95 2013-03-15 2022-03-15 0 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-03-18 0 80,000 Direct
2015-03-17 0 80,000 Direct
2015-05-04 0 20,000 Direct
2016-03-16 0 100,000 Direct
2017-03-15 0 100,000 Direct
2018-03-19 0 60,000 Direct
2019-03-18 0 40,000 Direct
2020-03-17 0 50,000 Direct
2021-03-16 0 50,000 Direct
2022-03-15 0 50,000 Direct
Footnotes
  1. Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day.
  2. Value represents the exercise price of the shares granted under the Plan.
  3. Value represents that average value of all shares sold on this day with a high of $26.2614 and a low of $26.25.
  4. Value represents the average price the shares were sold at for the day with a high of $26.98 and a low of $26.85
  5. Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
  6. Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
  7. No transaction being reported at this time - only reporting holdings as of this date.
  8. Number represents the number of available shares remaining under the particular grant date. 48,000 shares are currently vested and exercisable and the remaining 12,000 shares have not yet vested. None of these shares are beneficially owned yet.
  9. Number represents the number of available shares remaining under the particular grant date. 24,000 shares are currently vested and exercisable and the remaining 16,000 shares have not yet vested. None of these shares are beneficially owned yet.
  10. Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 30,000 shares have not yet vested. None of these shares are beneficially owned yet.
  11. Number represents the number of available shares remaining under the particular grant date. 10,000 shares are currently vested and exercisable and the remaining 40,000 shares have not yet vested. None of these shares are beneficially owned yet.
  12. Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.