Filing Details
- Accession Number:
- 0001039828-13-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-28 16:01:06
- Reporting Period:
- 2013-02-27
- Filing Date:
- 2013-02-28
- Accepted Time:
- 2013-02-28 16:01:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039828 | American Equity Investment Life Holding Co | AEL | Life Insurance (6311) | 421447959 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1260547 | A Harley Whitfield | 6000 Westown Parkway West Des Moines IA 50266 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-27 | 10,000 | $5.85 | 32,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-02-27 | 10,000 | $10.85 | 42,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-02-27 | 1,000 | $10.77 | 43,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-02-27 | 1,000 | $11.00 | 44,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-02-27 | 1,000 | $9.00 | 45,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-27 | 300 | $13.53 | 44,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 2,223 | $13.54 | 42,477 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 200 | $13.55 | 42,277 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 100 | $13.55 | 42,177 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 600 | $13.56 | 41,577 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 2,800 | $13.57 | 38,777 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 1,700 | $13.58 | 37,077 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 8,277 | $13.59 | 28,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 1,800 | $13.60 | 27,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 1,100 | $13.61 | 25,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 900 | $13.62 | 25,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 400 | $13.64 | 24,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 100 | $13.65 | 24,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 700 | $13.66 | 23,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 900 | $13.67 | 22,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 700 | $13.68 | 22,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-27 | 200 | $13.69 | 22,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options - Right to Buy | Disposition | 2013-02-27 | 10,000 | $0.00 | 10,000 | $5.85 |
| Common Stock | Options - Right to Buy | Disposition | 2013-02-27 | 10,000 | $0.00 | 10,000 | $10.85 |
| Common Stock | Options - Right to Buy | Disposition | 2013-02-27 | 1,000 | $0.00 | 1,000 | $10.77 |
| Common Stock | Options - Right to Buy | Disposition | 2013-02-27 | 1,000 | $0.00 | 1,000 | $11.00 |
| Common Stock | Options - Right to Buy | Disposition | 2013-02-27 | 1,000 | $0.00 | 1,000 | $9.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-06-04 | 2019-06-04 | No | 4 | M | Direct |
| 0 | 2011-06-11 | 2018-06-11 | No | 4 | M | Direct |
| 0 | 2005-06-30 | 2014-12-31 | No | 4 | M | Direct |
| 0 | 2004-06-10 | 2014-06-10 | No | 4 | M | Direct |
| 0 | 2003-12-04 | 2013-12-04 | No | 4 | M | Direct |
Billionaire Hedge Funds
