Filing Details

Accession Number:
0001225208-13-005401
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-26 13:55:20
Reporting Period:
2013-02-25
Filing Date:
2013-02-26
Accepted Time:
2013-02-26 13:55:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350797 Eaton Vance Corp EV Investment Advice (6282) 042718215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349408 E Ann Berman Two International Place
Eaton Vance
Boston MA 02110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2013-02-25 8,709 $27.69 8,709 No 4 M Direct
Eaton Vance Corp. Non-Voting Common Stock Disposition 2013-02-25 8,709 $38.76 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) Disposition 2013-02-25 8,709 $0.00 8,709 $27.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-01-16 2016-01-11 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $29.39 2006-11-01 2016-11-01 8,197 8,197 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $47.23 2007-11-01 2017-11-01 6,865 6,865 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $28.69 2010-11-01 2020-11-01 4,902 4,902 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $28.23 2012-11-01 2022-11-01 5,680 5,680 Direct
Eaton Vance Corp. Non-Voting Common Stock Phantom Stock $0.00 2013-11-01 2013-11-01 2,133 2,133 Direct
Eaton Vance Corp. Non-Voting Common Stock Phantom Stock $0.00 2014-11-01 2014-11-01 1,795 1,795 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-11-01 8,197 8,197 Direct
2017-11-01 6,865 6,865 Direct
2020-11-01 4,902 4,902 Direct
2022-11-01 5,680 5,680 Direct
2013-11-01 2,133 2,133 Direct
2014-11-01 1,795 1,795 Direct