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Home > Insider Trading > Filing (0001181431-13-010637)

Filing Details

Accession Number:
0001181431-13-010637
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-19 18:13:54
Reporting Period:
2013-02-15
Filing Date:
2013-02-19
Accepted Time:
2013-02-19 18:13:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1504619 Pennantpark Floating Rate Capital Ltd. PFLT () 273794690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1284937 H Arthur Penn 590 Madison Avenue
15Th Floor
New York NY 10022		 Chairman And Ceo Yes Yes No Yes
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-15 15,600 $13.96 114,267 No 4 P Indirect By Pennant Park Investment Advisers, LLC
Common Stock Disposition 2013-02-19 25,847 $14.11 140,114 No 4 P Indirect By Pennant Park Investment Advisers, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Pennant Park Investment Advisers, LLC
No 4 P Indirect By Pennant Park Investment Advisers, LLC
Footnotes
  1. Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.