Filing Details
- Accession Number:
- 0001140361-13-006583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-13 19:29:17
- Reporting Period:
- 2013-02-11
- Filing Date:
- 2013-02-13
- Filing Date Changed:
- 2013-02-13
- Accepted Time:
- 2013-02-13 19:29:17
- Original Submission Date:
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478067 | John Nicholas Swenson | 3033 Excelsior Boulevard, Suite 560 Minneapolis MN 55416 |
No | No | Yes | No | |
| 1542769 | Ao Partners I, Lp | 3033 Excelsior Boulevard, Suite 560 Minneapolis MN 55416 |
Yes | No | Yes | No | |
| 1549244 | Llc Partners Ao | 3033 Excelsior Boulevard, Suite 560 Minneapolis MN 55416 |
No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-11 | 2,300 | $9.29 | 337,460 |
| Common Stock | Acquisiton | 2013-02-13 | 78 | $9.49 | 337,538 |
| Common Stock | Acquisiton | 2013-02-13 | 1,800 | $9.50 | 339,338 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date |
|---|---|---|---|
| Common Stock | Stock Option | $8.62 | 2013-08-30 |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-08-30 | 2,500 | 2,500 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $9.20 to $9.43. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The reported securities are owned directly by AO Partners I, L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I, L.P. and Nicholas J. Swenson, as Managing Member of AO Partners, LLC. AO Partners, LLC and Nicholas J. Swenson disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
- The reported securities are owned directly by Nicholas J. Swenson, as a Director of the Issuer.
Insider Monkey Small Cap Strategy
Insider Monkey beat the market by 20 percentage points in 6 months - Learn how!
