Filing Details

Accession Number:
0001209191-13-008601
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-13 19:05:40
Reporting Period:
2013-02-11
Filing Date:
2013-02-13
Accepted Time:
2013-02-13 19:05:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
80420 Powell Industries Inc POWL Switchgear & Switchboard Apparatus (3613) 880106100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183045 V Bonnie Hancock Po Box 12818
Houston TX 77075
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-11 900 $55.72 4,600 No 4 S Direct
Common Stock Disposition 2013-02-11 900 $54.73 3,700 No 4 S Direct
Common Stock Acquisiton 2013-02-11 368 $55.94 4,068 No 4 P Direct
Common Stock Acquisiton 2013-02-11 1,432 $55.14 5,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Certain of the reporting person's transactions described herein are matchable under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Powell Industries, Inc. the full amount of profit realized in connection with such transactions (i.e. $780.41), less transaction costs.
  2. The price reported in Column 4 is a weighted average price; shares were sold in multiple transactions. Reporting range is $55.477-55.82, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set forth in footnote 2.
  3. Includes 3,000 shares of restricted stock that have time-based vesting provisions.
  4. The price reported in Column 4 is a weighted average price; shares were sold in multiple transactions. Reporting range is $54.70-54.75, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set forth in footnote 4.
  5. The price reported in Column 4 is a weighted average price; shares were bought in multiple transactions by the reporting person's IRA. Reporting range is $55.85-55.97, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares bought at each price within the ranges set forth in footnote 5.
  6. The price reported in Column 4 is a weighted average price; shares were bought in multiple transactions by the reporting person's IRA. Reporting range is $54.85-55.65, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares bought at each price within the ranges set forth in footnote 6.