Filing Details
- Accession Number:
- 0001251109-13-000009
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-02-12 10:58:17
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-02-12
- Filing Date Changed:
- 2013-02-12
- Accepted Time:
- 2013-02-12 10:58:17
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162283 | Morgan Group Holding Co | MGHL | Blank Checks (6770) | 134196940 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1005385 | /ny P Walter Carucci | C/o Carr Securities Corp 14 Vanderventer Avenue, Suite 210 Port Washington NY 11050 |
No | No | Yes | Yes | |
| 1240139 | Bernard Zimmerman | 18 High Meadow Rd Weston CT 06883 |
No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Disposition | 2012-10-23 | 8,290 | $0.20 | 425,599 |
| Common Stock, $0.01 Par Value | Disposition | 2012-10-24 | 3,300 | $0.25 | 425,599 |
| Common Stock, $0.01 Par Value | Acquisiton | 2012-11-13 | 400 | $0.16 | 425,599 |
| Common Stock, $0.01 Par Value | Acquisiton | 2012-11-26 | 1,200 | $0.16 | 425,599 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote 2 |
| No | 4 | S | Indirect | See Footnote 3 |
| No | 4 | P | Indirect | See Footnote 3 |
| No | 4 | P | Indirect | See Footnote 3 |
Footnotes
- This Group filing reflects 177,999 shares of the Issuer owned by Walter P. Carucci, 31,500 shares of the Issuer owned by Uncle Mills Partners, of which Mr. Carucci is a partner, and 216,100 shares of the Issuer owned by Bernard Zimmerman & Company, Inc., the other Reporting Person for this Group filing.
- By Carr Securities Corporation, of which Walter P. Carucci is the President.
- By Uncle Mills Partners, of which Mr. Carucci is a partner.
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