Filing Details

Accession Number:
0001251109-13-000009
Form Type:
5
Zero Holdings:
No
Publication Time:
2013-02-12 10:58:17
Reporting Period:
2012-12-31
Filing Date:
2013-02-12
Filing Date Changed:
2013-02-12
Accepted Time:
2013-02-12 10:58:17
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162283 Morgan Group Holding Co MGHL Blank Checks (6770) 134196940
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1005385 /ny P Walter Carucci C/o Carr Securities Corp
14 Vanderventer Avenue, Suite 210
Port Washington NY 11050
No No Yes Yes
1240139 Bernard Zimmerman 18 High Meadow Rd
Weston CT 06883
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock, $0.01 Par Value Disposition 2012-10-23 8,290 $0.20 425,599
Common Stock, $0.01 Par Value Disposition 2012-10-24 3,300 $0.25 425,599
Common Stock, $0.01 Par Value Acquisiton 2012-11-13 400 $0.16 425,599
Common Stock, $0.01 Par Value Acquisiton 2012-11-26 1,200 $0.16 425,599
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote 2
No 4 S Indirect See Footnote 3
No 4 P Indirect See Footnote 3
No 4 P Indirect See Footnote 3
Footnotes
  1. This Group filing reflects 177,999 shares of the Issuer owned by Walter P. Carucci, 31,500 shares of the Issuer owned by Uncle Mills Partners, of which Mr. Carucci is a partner, and 216,100 shares of the Issuer owned by Bernard Zimmerman & Company, Inc., the other Reporting Person for this Group filing.
  2. By Carr Securities Corporation, of which Walter P. Carucci is the President.
  3. By Uncle Mills Partners, of which Mr. Carucci is a partner.
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