Filing Details

Accession Number:
0001209191-13-007935
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-12 09:55:06
Reporting Period:
2013-02-11
Filing Date:
2013-02-12
Filing Date Changed:
2013-02-12
Accepted Time:
2013-02-12 09:55:06
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
809933 Ecology & Environment Inc EEI Services-Engineering Services (8711) 160971022
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441450 S Kevin Neumaier 368 Pleasant View Drive
Lancaster NY 14086
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Class A Common Stock Acquisiton 2013-02-11 2,000 $12.85 5,000
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 114,878 Direct
Class A Common Stock 2 Indirect By general partnership
Class A Common Stock 1,120 Indirect By 401K Plan
Class A Common Stock 2,313 Direct
Class A Common Stock 1,088 Direct
Class A Common Stock 1,423 Indirect By wife
Class A Common Stock 316 Indirect By wife
Class A Common Stock 504 Indirect By wife
Class A Common Stock 588 Indirect By wife
Class A Common Stock 3,400 Indirect As custondian for minor children
Footnotes
  1. Class B Common Stock is convertible one-for-one into Class A Common Stock
  2. Certain of the reporting person's shares of Class B Common Stock are subject to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by cerain members of the families of the four signatories to that agreement and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others.
  3. Total number of shares owned by the general partnership
  4. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  5. Award of Class A Common Stock pursuant to the 2003 Ecology and Environment Inc. Stock Award Plan.
  6. The reporting person disclaims beneficial ownership of these securities owned by his wife
  7. Award of Class A Common Stock pursuant to the 2007 Ecology and Environment Inc. Stock Award Plan.
  8. The Reporting Person disclaims beneficial ownership of the shares that he holds as custodian for the benefit of his minor children.
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