- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2013-02-12 09:55:06
- Reporting Period:
- Filing Date:
- Filing Date Changed:
- Accepted Time:
- 2013-02-12 09:55:06
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|809933||Ecology & Environment Inc||EEI||Services-Engineering Services (8711)||160971022|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1441450||S Kevin Neumaier||368 Pleasant View Drive |
Lancaster NY 14086
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Class A Common Stock||Acquisiton||2013-02-11||2,000||$12.85||5,000||No||4||P||Direct|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Class B Common Stock||114,878||Direct|
|Class A Common Stock||2||Indirect||By general partnership|
|Class A Common Stock||1,120||Indirect||By 401K Plan|
|Class A Common Stock||2,313||Direct|
|Class A Common Stock||1,088||Direct|
|Class A Common Stock||1,423||Indirect||By wife|
|Class A Common Stock||316||Indirect||By wife|
|Class A Common Stock||504||Indirect||By wife|
|Class A Common Stock||588||Indirect||By wife|
|Class A Common Stock||3,400||Indirect||As custondian for minor children|
- Class B Common Stock is convertible one-for-one into Class A Common Stock
- Certain of the reporting person's shares of Class B Common Stock are subject to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by cerain members of the families of the four signatories to that agreement and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others.
- Total number of shares owned by the general partnership
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Award of Class A Common Stock pursuant to the 2003 Ecology and Environment Inc. Stock Award Plan.
- The reporting person disclaims beneficial ownership of these securities owned by his wife
- Award of Class A Common Stock pursuant to the 2007 Ecology and Environment Inc. Stock Award Plan.
- The Reporting Person disclaims beneficial ownership of the shares that he holds as custodian for the benefit of his minor children.