Filing Details
- Accession Number:
- 0000018230-13-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-07 15:45:15
- Reporting Period:
- 2013-02-05
- Filing Date:
- 2013-02-07
- Accepted Time:
- 2013-02-07 15:45:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1307061 | M Bradley Halverson | 100 N.e. Adams Street Peoria IL 61629 | Group President/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-05 | 10,000 | $45.64 | 28,964 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-05 | 10,000 | $98.90 | 18,964 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2013-02-05 | 10,000 | $0.00 | 10,000 | $45.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,000 | 2005-02-18 | 2005-02-18 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.89 to $98.92, inclusive.
Billionaire Hedge Funds
