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Filing Details

Accession Number:
0001214659-13-000613
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-06 10:19:46
Reporting Period:
2013-02-05
Filing Date:
2013-02-06
Filing Date Changed:
2013-02-06
Accepted Time:
2013-02-06 10:19:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99359 Breeze-Eastern Corp BZC Aircraft Parts & Auxiliary Equipment, Nec (3728) 954062211
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1335689 Thomas James Vanasek 1133 Broadway
Suite 1609
New York NY 10010
No No No No
1567270 Donnell Patrick Noone 1133 Broadway
Suite 1609
New York NY 10010
No No No No
1567511 Joinville Capital Management, Llc 1133 Broadway
Suite 1609
New York NY 10010
No No No No
1567697 Vn Capital Management, Llc 1133 Broadway
Suite 1609
New York NY 10010
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-05 400 $8.00 969,090 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. VN Capital Management, LLC and Joinville Capital Management, LLC are the General Partners for the VN Capital Fund I, LP (the "Fund") which holds 790,661 shares of Common Stock. In addition, pursuant to a management agreement, VN Capital Management, LLC act as the investment manager for PVF-JD, a Delaware limited partnership, (the "PVF Partnership") and as a result is deemed to beneficially own the 178,429 shares of Common Stock held by the PVF Partnership. Mr Noone and Mr. Vanasek are the Principals and General Partners of VN Capital Management, LLC.
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