Filing Details

Accession Number:
0001181431-13-006991
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-05 19:53:29
Reporting Period:
2013-02-01
Filing Date:
2013-02-05
Filing Date Changed:
2013-02-05
Accepted Time:
2013-02-05 19:53:29
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
812301 Patient Safety Technologies, Inc PSTX.OB Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 133419202
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480019 Francis, John P. 1453 Third Street
Suite 470
Santa Monica CA 90401
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Acquisiton 2013-02-01 230,000 $1.81 3,206,840
Common Stock Disposition 2013-02-01 230,000 $1.81 3,206,840
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote 4.
No 4 S Indirect See footnote 4.
Footnotes
  1. Shares of Issuer's common stock (the "Shares") purchased by Catalysis Offshore Ltd., a company organized in the Cayman Islands ("Catalysis Ltd."), from Catalysis Partners, LLC ("Catalysis LLC"), a Delaware limited liability company. The Reporting Person is the managing member of Francis Capital Management, LLC, a California limited liability company ("FCM"), which is the managing member of Catalyis LLC and the investment manager of Catalysis Ltd. The Reporting Person has sole voting and dispositive power over Shares held by Catalysis LLC and Catalysis Ltd. See also footnote 4.
  2. See footnote 4 for explanation of holdings and ownership.
  3. Shares sold by Catalysis LLC to Catalysis Ltd. As the managing member of FCM, the Reporting Person has sole voting and dispositive power over Shares held by Catalysis LLC and Catalysis Ltd. See also footnote 4.
  4. Ownership: 152,640 Shares held by FCM, 1,488,864 Shares held by Catalysis LLC, and 1,565,336 Shares held by Catalysis Ltd. of which the Reporting Person has sole voting and dispositive power but disclaims beneficial ownership except to the extent of his pecuniary interest therein. The inclusion of disclaimed Shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
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