Filing Details

Accession Number:
0001181431-13-006925
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-05 18:28:38
Reporting Period:
2013-02-01
Filing Date:
2013-02-05
Filing Date Changed:
2013-02-05
Accepted Time:
2013-02-05 18:28:38
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1504619 Pennantpark Floating Rate Capital Ltd. PFLT () 273794690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1284937 H Arthur Penn 590 Madison Avenue
15Th Floor
New York NY 10022
Chairman And Ceo Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Disposition 2013-02-01 5,200 $13.41 33,917
Common Stock Disposition 2013-02-04 2,360 $13.48 36,277
Common Stock Disposition 2013-02-05 22,101 $13.84 58,378
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Pennant Park Investment Advisers, LLC
No 4 P Indirect By Pennant Park Investment Advisers, LLC
No 4 P Indirect By Pennant Park Investment Advisers, LLC
Footnotes
  1. Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.
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