- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2013-02-05 13:38:44
- Reporting Period:
- Filing Date:
- Filing Date Changed:
- Accepted Time:
- 2013-02-05 13:38:44
- Original Submission Date:
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1311241||Intermolecular Inc||IMI||Semiconductors & Related Devices (3674)||201616267|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1528704||Craig James Hunter||Intermolecular, Inc.
3011 North First Street
San Jose CA 95134-2004
|Svp Global Sales/marketing||No||Yes||No||No|
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings|
|Common Stock, $0.001 Par Value||Acquisiton||2013-02-01||3,500||$2.00||26,750|
|Common Stock, $0.001 Par Value||Disposition||2013-02-01||3,500||$9.44||23,250|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock||Stock Option (right to buy)||Disposition||2013-02-01||3,500||$0.00||3,500||$2.00|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
- The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person on May 11, 2012.
- The transaction was executed in multiple trades in prices ranging from $9.26 to $9.59, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- These shares vest pursuant to the following schedule: Twenty-five percent (25%) of the shares subject to the original option (350,000 shares) vested on the first anniversary measured from January 30, 2009 ("Vesting Commencement Date") and the remaining shares vest in 36 successive equal monthly installments thereafter on each monthly anniversary date of the Vesting Commencement Date, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
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